July 15, 2004 - Slate.msn.com (US Web)
No-Good Lazy Justices
After The Supreme Court's Sentencing Case, The Sky Is Falling.
Hooray!
By Dahlia Lithwick
For the first time in recent memory, the wheels of justice
are turning faster than the news cycle. The fallout from the
term's sleeper case, Blakely v. Washington, grows more
dramatic by the hour. And the best image I can conjure to describe
the situation involves all the federal court judges in America
racing around with plastic bags, trying madly to dispose of the
Supreme Court's droppings.
The gist is this: A few weeks ago, the Supreme Court invalidated
a Washington state sentencing scheme that's identical in many
ways to the Federal Sentencing Guidelines and the systems used
by at least 10 other states. Under these schemes, judges were
allowed to ratchet up criminal sentences based on certain "aggravating
factors." These aggravating factors (say, the heinousness
of the murder, the amount of the drugs) were neither pleaded
to by the defendant nor tried before a jury.
That means sentences were hiked up, often significantly, based
on facts never proven to a jury beyond a reasonable doubt. The
court curtailed that practice, giving force to the Sixth Amendment
right to a trial by jury. Much to the dismay of the Washington
Post, the high court then did precisely what everyone keeps
asking courts to do and showed impressive restraint. The court
decided only the case before it, and-since the federal guidelines
were not on trial-the Supremes declined to declare them unconstitutional.
To quote Antonin Scalia, "The Federal Guidelines are not
before us and we express no opinion on them."
The problem, of course, is that most scholars agree that the
most logical inference one can draw from Blakely v. Washington
is that significant portions of the federal guidelines are unconstitutional,
too. The justices did not declare that outright. Instead, they
implied it, packed up their sarongs and hacky sacks, and took
off for the shore, leaving federal courts around the country
in a situation that has quickly escalated from messy to desperate.
Instead of giving us a clear ruling, the court handed off a dangling
implication and appears in no great hurry to resolve things conclusively.
The fallout has been quick and nutty, and the single best
place to watch the action unfold is at professor Douglas Berman's
wonderful sentencing blog, where the legal landscape is now upending
itself on a near-daily basis. Scholars are already chewing on
the consequences of Blakely, and the problems aren't just
philosophical.
The chickens were quick to come home to roost, as prophesied
in Sandra Day O'Connor's "sky-is-falling" dissent from
Blakely. Tens of thousands of sentences are up in the
air, including those of defendants with appeals in progress and
defendants convicted before Blakely but sentenced afterward.
Federal judges around the country are suddenly faced with having
to personally decide whether or not the federal guidelines are
unconstitutional. Some, like U.S. District Judge Paul Cassell
in Utah, took the bull by the horns and invalidated the federal
guidelines two weeks ago.
The federal courts of appeals quickly piled on. A split panel
of the 7th Circuit Court of Appeals held last week that Blakely
invalidated the federal guidelines, as did a unanimous panel
of the 6th Circuit yesterday, effectively declaring the guidelines
a set of polite suggestions. The 5th Circuit went the other way
last week. The 9th Circuit is girding its loins for a decision
on this. As is the 4th. And in an amazing plea for some divine
(or at least Supreme) intercession, the 2nd Circuit threw up
its hands and sent three questions directly to the Supreme Court,
asking it to step in and offer some conclusive guidance immediately.
Does the national chaos really represent an apocalypse? Remember,
Blakely is not allowing rapists and drug lords to roam
free. This issue affects a significant number of cases, but based
on some of the media accounts, one might think that the jailhouse
doors had been flung open forever. At a Senate Judiciary Committee
hearing this week, U.S. District Judge William Sessions of Vermont
opined that "The sky is not falling. ... We are not in the
midst of a crisis." And Utah's Judge Cassell declared that
the system is not in crisis and that Congress should stay out
of the fray. Sen. Patrick Leahy of Vermont was flabbergasted:
"Judge Cassell, you say there's no crisis but you just held
the entire criminal justice system unconstitutional?"
In his published testimony to the committee, Cassell pointed
out that lower courts around the country are hastily cooking
up ways to comply with Blakely. Some, believing themselves
unable to depart upward from the guidelines, have imposed lower
sentences than they'd like (hence the West Virginia drug manufacturer
who saw his sentence decrease from 240 months to 12). Some have
ruled that under Blakely, judges cannot depart upward
from a fixed sentence but can nevertheless go downward. Others
have simply put their jurors to back work-determining the truth
of each of the aggravating factors once considered solely by
the judge. Prosecutors are scrambling to figure out ways to keep
defense attorneys from scoring reduced sentences based on Blakely
arguments. (Watch tomorrow's Martha Stewart sentencing for some
serious Blakely-palooza.) As Cassell puts it, calling this situation
a crisis minimizes the efforts of serious judges on the ground
who are hard at work making sense of the decision.
The Judiciary Committee seems to have elected to respect the
autonomy of the judiciary and give the Supreme Court a chance
to sort this out first. My question: Why do we need the Supreme
Court to rush in and settle things? And why should the court
leap on the first case that comes down the pike?
This problem, in the end, comes back to one we've been debating
since sentencing reform was first proposed: Are we willing to
trust our judges? I don't just mean in the broad sense of whether
we trust them to sentence criminals. I mean in the narrowest
sense-why not let the lower court judges figure this mess out
for themselves? There is always massive uncertainty and upheaval
following a revolutionary high-court ruling. Things are invariably
nuts in the short term, and they invariably resolve themselves
over time.
The coming months will launch a crucial national conversation
between lower court judges and the Supremes. Practitioners and
academics will weigh in. Law review articles will be written.
Brilliant compromises will be forged by smart judges who understand
the sentencing rules better than any of us. Various courts will
make various heroic efforts to give force to Blakely.
All kinds of sausage will ensue, good and bad, for the Supreme
Court to consider. From all that, they will select the best possible
test case.
The biggest complaint about the current chaos? All the experimentation
on the ground undermines the very principle of consistency and
uniformity that made the Federal Sentencing Guidelines a necessity
in the first place. But critics of the guidelines-judges foremost
among them-have spent years arguing that uniformity is overrated
since, in the 20 years since their inception, the guidelines
have become complicated, draconian, and unfair. Blakely certainly
doesn't address all of their complaints about the guidelines.
But to some degree, it puts the ball back in the courts' court.
Professor Berman over at the Sentencing Law and Policy blog
tells me I'm dead wrong on this. He says this mess is messier
than the usual post-decision mess and that the court has to address
it quickly because the other players who might have stepped in
to fix things purposely stepped back in the belief that the court
would get involved. That's a good reason for the court to hear
one of these cases but not a reason for it to hear the first
(bad) test case that comes along. Berman also notes the serious
risk that the same politics that used to animate judges' sentencing
decisions are now at play after Blakely: Judges who hated
the guidelines could use Blakely to detonate them; judges
who loved them are following them anyhow. All of which reassures
me that power is back in the hands of the judges.
Yes, there is a circuit split upon us, meaning different courts
of appeals have reached different conclusions about the constitutionality
of the guidelines. But we live with circuit splits all the time.
It felt like the circuits were split over affirmative action
for about a million years. The Supreme Court eventually takes
these cases and resolves them, as is its mandate. But in the
meantime, it's not obvious to me that having different results
in different jurisdictions really means the sky is falling. And
it certainly doesn't mean the high court should have decided
a case that wasn't before it last month. It might just mean that
the old judicial laboratory is back in business. As it should
be.
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