July 11, 2004 - The Advocate (LA)
Sentencing Guidelines In Question
Supreme Court Ruling Has Judges Reviewing Cases
By Penny Brown Roberts, Advocate staff writer
Last week, U.S. District Judge Frank Polozola sentenced Ronald
J. Marks to 10 months in prison-not just once, but twice. It
wasn't that the judge was trying to level an unduly harsh punishment.
Rather, Polozola was preparing for the possibility that the
nearly 20-year-old U.S. Sentencing Guidelines-which he and other
federal judges across the United States use to determine prison
terms-might be thrown out any day now.
Polozola issued one 10-month sentence for Marks -- a 22-year-old
recent LSU graduate from Church Point who pleaded guilty to selling
cocaine and heroin -- based upon the guidelines, and an alternative
10-month sentence without them.
"Some judges around the country have already declared
the guidelines to be unconstitutional, and I'm not certain what
the appellate courts will do," Polozola told Marks during
his sentencing hearing last week. "I will give you two sentences
today. One will be under the guidelines, and one will be without
-- just like I did when in the '80s when I came on the bench."
At issue is a U.S. Supreme Court ruling late last month that
judges can no longer sentence convicted criminals to more time
than called for by law by taking into account aggravating circumstances
that haven't been proven beyond a reasonable doubt.
Those factors-such as whether the person is a ringleader,
carried a gun during the crime, accepts responsibility for the
crime or lied to authorities-now must be alleged in the indictment
and proven to a jury unless the person waives that right. The
only exception is that the judge can consider any prior convictions.
The high court issued the 5-4 opinion in Blakely v. Washington,
ruling that a wealthy rancher wrongly was given a longer sentence
for kidnapping his estranged wife in 1998.
Ralph Howard Blakely II pleaded guilty in a deal with prosecutors
and expected a sentence of about four years as set in state sentencing
guidelines. But the judge added three years to his prison term
after deciding Blakely had shown "deliberate cruelty."
While the decision dealt with a Washington state case, some
legal experts predict it could dramatically affect federal sentencing
laws nationwide and change the course of thousands of criminal
cases awaiting trial or sentencing, or on appeal in Louisiana
and other states.
One federal judge in Utah has already ruled the guidelines
unconstitutional, but his decision is expected to be appealed
to the Supreme Court.
In Baton Rouge, the uncertainty has federal prosecutors rethinking
indictments and plea agreements, defense attorneys scrambling
to appeal punishments and judges issuing dual sentences. Even
attorneys for former Gov. Edwin Edwards have filed notice that
they plan to appeal his sentence based on the new ruling.
The 5th U.S. Circuit Court of Appeals last week heard oral
arguments in a case challenging a sentence based on the Supreme
Court ruling and is expected to issue guidelines for federal
courts in Louisiana, Texas and Mississippi soon. The U.S. Senate
Judiciary Committee is scheduled to hold hearings on the matter
in Washington, D.C., beginning Tuesday morning.
"We represent the vast majority of people whose sentences
could be affected by Blakely," Louisiana federal
public defender Rebecca Hudsmith said. "That means we've
got a lot of work to do."
In 1984, Congress enacted the Sentencing Reform Act in an
attempt to make criminal punishments more consistent and uniform
across the nation. The guidelines went into effect in 1987, setting
dozens of factors that might determine sentences-including whether
the judge levied a punishment above or below what is called for
by law.
But in the Blakely v. Washington ruling, the Supreme
Court said it is unconstitutional for a judge acting alone to
use those factors to add to the punishment. The Constitution
gives defendants a right to a trial by a jury, Justice Antonin
Scalia noted, and "every defendant has the right to insist
that the prosecutor prove to a jury all facts legally essential
to the punishment."
U.S. Attorney David Dugas of Baton Rouge declined to comment
on the issue, referring all questions to the U.S. Department
of Justice. But department spokesman John Nowacki also declined
to comment.
In a five-page memo dated July 2 to Dugas and other federal
prosecutors nationwide, Deputy Attorney General James Comey said
the government believes the "rule announced in Blakely
does not apply to the Federal Sentencing Guidelines."
But Comey outlines new procedures for prosecutors in Baton
Rouge and other cities to include in all indictments "readily
provable" aggravating factors that could add prison time,
and seek "waivers of Blakely rights" in all
guilty pleas. He also suggests they ask district judges to state
alternative sentences.
Judges in Baton Rouge are rethinking their practices as well.
During a sentencing hearing Thursday, U.S. District Judge James
Brady said he is "going back over and reviewing some cases.
I'm aware of the fray."
During a Wednesday hearing, Polozola said he wasn't aware
of challenges to any of his sentences based on the Supreme Court
ruling. But he said he was preparing for the possible fallout.
"I don't know what effect Blakely has on anything,"
Polozola said. "But whenever I take a guilty plea, it will
be substantially different than in the past. I may not accept
some guilty pleas anymore. I may not be able to."
Defendants in Louisiana already are lining up to appeal their
sentences, and among them is former Gov. Edwin Edwards and his
son, Stephen Edwards.
Attorney Mike Small filed a motion last week asking U.S. District
Judge Ralph Tyson to allow Small to challenge the constitutionality
of Edwards' sentence and conviction based on the Blakely
ruling. The request still is pending.
Small notes in his motion that Polozola added jail time to
the Edwardses' sentences based on underlying facts not found
by a jury. Those factors included payment of more than one bribe,
an intended loss of more than $4.1 million and leadership or
supervisory roles in the crime. The former governor also got
extra time for obstruction of justice.
A favorable ruling based on Blakely could significantly
reduce the Edwardses' sentences, Small said Saturday.
"Blakely is hot off the press, and questions as
to its effect and application are too up in the air for me to
accurately predict its effect on the Edwards cases," Small
said.
"Suffice to say we believe it could result in a significant
reduction in Edwin's and Stephen's sentences," Small said.
"We take the position that the federal sentencing guidelines
are unconstitutional to the extent that they require application
of enhancements or increased sentences based on facts not found
by the jury."
The Edwardses are not alone. Federal public defender Hudsmith
said she's reviewing as many as seven cases pending on appeal
to determine whether the Blakely ruling might come into
play. That doesn't include any closed cases that could be affected
as well.
"I'm still very much in the phase of investigating what
needs to be done to protect the rights of all of our clients
-- both present and past," Hudsmith said. "What it
means is there's a lot more work to be done on cases where I
thought most of our work was complete."
Some answers may come soon from the 5th Circuit. Last week,
the appellate court heard oral arguments in U.S. v. Francisco
Pineiro, a drug-trafficking case out of Lafayette.
A Louisiana judge sentenced Pineiro as though his offense
involved more than 450 kilograms of marijuana and nearly 1,050
grams of cocaine -- despite a jury finding of a lesser amount.
Mandeville attorney Christopher Aberle argued: "Addressing
Pineiro's claim now is especially important in light of the many
plain-error Blakely cases waiting in the wings."
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